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  • Horizontal and Sectoral State aid Rules

    Topics:
    • Economic policy, 
    • Statistics and economic research, 
    • European Fund Management

    The European Commission has developed a number of Horizontal and Sectoral State aid Rules. These apply to any industry, whilst Sectoral State aid Rules apply to specific industries.

    Public Authorities should note that the information on this page is only applicable when the aid being provided is within the scope of Article 10 of the Windsor Framework. If you are providing support to service sector companies please refer to the information on the State aid and Subsidy Control after EU Exit webpage.

    Article 10 of the Windsor Framework

    The EU and the UK formally adopted the Windsor Framework (previously known as the Northern Ireland Protocol) on 24 March 2023.

    The Windsor Framework, provides a new legal and UK constitutional framework.

    Article 10 provides that the State aid Rules will continue to apply to the UK in respect of measures which affect trade in goods between NI and the EU (including the production of and trade in agricultural products) and the production of wholesale electricity in NI (i.e. measures impacting on the Single Electricity Market).

    The European Commission and the United Kingdom have recently published their respective guidance on the circumstances in which Article 10 of the Windsor Framework will apply.

    • UK Guidance on Article 10 of the Windsor Framework
    • EC Guidance on Article 10 of the Windsor Framework

    Using the Horizontal and Sectoral State aid Rules

    If you want to use the Horizontal or Sectoral Rules for State aid cover, you have to formally tell the European Commission about your plans and wait for a formal decision before you provide any aid. This can be a lengthy process, and it can take around 12 to 18 months to get a decision from the European Commission.

    To save time, you should think about whether you can get State aid cover through one of the Block Exemption Regulations or one of the de minimis regulations.

    Horizontal State aid Rules

    Horizontal State aid Rules apply to all sectors. The categories are aimed at solving problems that may arise in any industry and country:

    • Regional aid
    • Research and Development and Innovation
    • Training aid
    • Rescue and Restructuring aid
    • Risk Finance aid
    • Risk Capital
    • Aid for Disadvantaged and Disabled Workers

    Sectoral State aid Rules

    As their name suggests, the Sectoral State aid Rules apply to specific sectors/industries:

    • Agriculture, Food & Fisheries
    • Electronic communications
    • Energy & Environment
    • Financial services
    • Information Communication Technologies
    • Media
    • Motor Vehicles
    • Pharmaceuticals & Health Services
    • Postal Services
    • Professional Services
    • Sports
    • Transport & Tourism

    Agriculture, food and Fisheries Legislation

    • The Agricultural Block Exemption Regulation 2023 – Commission Regulation (EU) 2022/2472 (ABER)
    • Guidelines for State aid in the Agricultural and Forestry sectors and in rural areas 2023
    • “de minimis” Regulation for Agriculture (EU) 2019/316
    • Fishery Block Exemption Regulation 2023 – Commission Regulation (EU) 2022/2473 (FIBER)
    • Guidelines for State aid in the Fishery and Aquaculture sector
    • de minimis aid Regulation in the Fishery and Aquaculture sector (EU) 2020/2008
    • Commission Regulation (EU) 2022/2514, prolongation of the de minimis aid in the Fishery and Aquaculture sector (Regulation 717/2014)

    Energy and Environment

    • Guidelines on State aid for Climate, Environmental Protection and Energy 2022

    Electronic Communications

    • Legislation

    Maritime

    • Guidance on State aid to Ship Management companies
    • Guidance on State aid complementary to Community funding for the launching of motorways of the sea
    • Guidelines on State aid to Maritime Transport

    Rail and Road

    • Regulation (EU) 2016/2338 - Public passenger Transport Services by rail and by road
    • Communication from the Commission: Community guidelines on State aid for Railway Undertakings

    How to find out more

    If you work for a Public Authority and have any questions about how to apply the Horizontal or Sectoral State aid Rules, please speak to one of the State aid and Subsidy Control Contacts.

    • State aid and Subsidy Control after EU Exit
    • UK Subsidy Control/State aid Flow Chart
    • Four key questions - is it State aid?
    • What do I do if it's State aid?
    • State aid - Rules, Regulations and Guidance
    • The UK Subsidy Control Act 2022

    You can find out more about State aid in State aid: Beginner’s Guide

    You can read more about the rules after EU Exit on the department's webpage State aid and Subsidy Control after EU exit.

    Related content

    • de minimis aid
    • Four Key Questions - Is it State aid?
    • General Block Exemption Regulation
    • Innovation and Enterprise
    • Introduction to Subsidy Control
    • List of NI State aid and Subsidy Control Reference Numbers
    • Services of General Economic Interest
    • State aid and Subsidy Control after EU Exit
    • UK Subsidy Control / State aid Decision Tree
    • What do I do if it is State aid?
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